John Locke :
Ideas and Their
Classification :
Locke has accepted two
types of knowledge, on the basis of two types of ideas.First one is based on
simple ideas and the second is based on
complex ideas.Simple ideas originate from sensations and are similar to the
external objects.Similarity or dissimilarity to the objects are the criterion
of truth and validity of the knowledge of this kind.In the words of Locke
himself:
“An idea is real when it conforms to its
archetype.It is adequate when the conformity is complete.The idea of a four
sided triangle or of brave cowardice is incomplete.The idea of a four sided
triangle or of brave cowardice is unreal or fantastical since it is composed of
incompatible elements and idea of centaur since it unites simple ideas in a way
in which they do not occur its nature.”1
Complex ideas are formed by the combination of simple ideas. It
is not necessary that there will be object corresponding to the complex idea. It
may or may not be present. On the basis of different relations of agreement, disagreement,
similarity and dissimilarity of ideas, our knowledge is made. As, Thilly writes
:
“By idea Locke means,
whatsoever, the mind directly apprehends, or which is the immediate objects of
perception, thought or understanding.”2
Locke has rejected innate ideas. He says that at the time of
our birth our mind is just like ‘dark chamber’, ’white paper’ or ‘empty
cabinet’ etc. .It is a ‘tabula rasa’ or ‘plane slate’. It derives its material
of knowledge from experience. The two sources of our ideas are sensation and
reflection. Through sensation, mind receives sensible qualities of objects
while through reflection it thinks, doubts, believes, reasons, knows, wills or creates
perceptions.
The ideas are of two kinds – simple and complex. Mind
compares and contrasts, combines in various ways these simple ideas and thus
makes new complex ideas out of these simple ideas. Mind cannot create even a
single simple idea. Some ideas are received through single sense organ while
others are received through multiple sense organs. Some ideas are received
through reflection only while some are received through sensation and
reflection, both.
Simple Ideas:
1. Ideas received through single sense organ are ideas of
color, form, taste, touch, temperature, smell, sound etc.
2. Some ideas originate from, more than one sense organs.
These ideas are of, space – time, form, motion, inertia etc. These ideas
originate from senses of sight and touch.
3. The cause of existence of some ideas are reflection only. In
reflection we examine various ideas presented to our mind. The natural outcome
of reflection is – perception, prejudice, remembrance etc.
4. Fourth type of simple ideas come into existence through
both sensation and reflection. For example pleasure, pain, unity, time, order
etc. are such types of ideas.
All these four kinds of simple ideas are received either from
sensation or reflection or from both sensation and reflection. All our
knowledge is based on these simple
ideas.
Complex Ideas:
Put together in certain arrangement, these
simple ideas give birth to complex ideas. Ideas of relations are of such type. Some
ideas are mixed together, separated from one another and by the process of
abstraction they are made complex ideas. Mind passively assimilates simple
ideas but becomes active while creating complex ideas. According to Locke, there
are three types of complex ideas. These are:
1. Ideas of Modes: The basis of the existence of this
type of ideas is, substance. Ideas of triangle, gratitude, murder etc. are this
type of ideas. As Locke writes:
“Modes I call such complex ideas which, however
compounded, contain not in them the supposition of subsisting by themselves but
are considered as dependent on, or affections of substances.”3
Ideas of modes are of two types:
1. Simple Modes:
The ideas of simple modes are made of varieties of only one simple idea, excluding
any other type of idea. For example, ideas of dozen, century etc. include repetitions
of one idea twelve or hundred times.
Complex Modes: Ideas of complex modes are created by
numerous simple ideas. Idea of beauty is this type of idea. Ideas of complex
modes are relative to the society and nation, they belong to. For example,
concept of justice changes from society to society or country to country. So, Locke
says that while discussing these type of ideas we should take into
consideration the time and space of the idea, otherwise unnecessary clash will
result.
Ideas of Substance:
Ideas of substance are complex ideas, made up of the mixture
of various simple ideas. Any complex idea of substance includes various ideas
of qualities and modes. It is the substratum of various ideas of colors, weight,
density and other qualities. Substance is known only through its attributes and
modes.We presume that there is substance of which these are qualities.And we
give that substance a name.Without imagining the idea of substance we cannot
think about the qualities of that substance,which are put together ,there.In
the words of Locke himself :
“The ideas of substance are such combinations of simple ideas
as are taken to represent,distinct particular things subsisting by themselves.”4
This basis or substratum is called as substance.The basis of
material qualities is maerial,to which Locke gives the name of unreflective or
unthinking substance ,not material.He says that ,may be so that they have some
potential power of thinking of which we are not aware of.Hence it would be better
to call them unreflective.While the substance of spiritual qualities must be
spiritual one.Locke accepts the idea of God as the spiritual basis of all
substances.The ideas of infinity,eternity,supremacy,existence,perfection are
attached to the idea of God.Substance,in a sense,is the underlying reality of
all the objects of the universe,besides their various individual existence.
Ideas of Relations :
“Thirdly,the last sort of complex ideas is that we call
relation which consists in the consideration and comparing one idea with
another.”5
Ideas of relation are made up of simple ideas.The idea of the
relation of cause and effect is the most significant one,known ever.The
relation of cause and effect is derived from both sensation and
reflection.Through our senses we know the invariable concomitance of cause and
effect.We call the producer,cause and that which is produced as
,effect.Thus,fire is the cause of smoke.Cause gives birth to something while
effect takes birth from something.If we find something coming into existence by
the operation of another thing,we can call this cause and effect relation
without examining the real process of this relation.There are various other
relations like relation of time,place,extension,identity e.t.c. .
Refutation of Innate
Ideas :
Rationalist thinkers accept universal and necessary form of
knowledge.They say that we cannot receive such universal and necessary
knowledge through sense-organs.So,this type of knowledge must be
innate.Rejecting this view of rationalists Locke says:
“There is nothing more
commonly taken for granted than that there are certain principles,both
speculative and perfect and practical (for they speak of both),universally
agreed upon by all mankind; which therefore,they argue , must needs be constant
impressions which the souls of men receive in their first beings and which they
bring into the world with them,as necessarily and recall as they do any of
their inherent faculties.Universal consent proves nothing innate.”6
According to some rationalists,these
universal concepts are innate but since they exit in our subconscious mind,we
are not aware of them.Rejecting this view of rationalists Locke says:
“It is impossible for
the same thing to be and not to be” not universally assented to.”7
Locke gives another reason for
non-existence of innate ideas.He says that if there are innate ideas,why they
are not known to children,idiots e.t.c. . He says:
“Not on the mind naturally imprinted,because not
known to children idiots.”8
He says that it is contradiction in terms that we have
knowledge of something and at the same time we aren’t aware of them.From
certain empirical facts,we reach to the conclusion of universal knowledge.Only
after knowing counting,a child can know that 2 + 2 = 4.He says that without
experience we cannot know anything about law of contradiction or law of
identity e.t.c. .
He says that even moral principles differ from society to
society and nation to nation to nation.There aren’t any universal moral
principles.He says that even the concept of justice differs from society to
society.There isn’t any universal concept of justice.
Further he says that according to some rationalists,concept
of God is innate.If this is the case,then why there are atheists.At the same
time there isn’t any universal concept of God,even.It differs from society to
society,nation to nation.Why there is so much bloodshed in the name of God ,if
there is any innate idea of God.There
must be universal consent about it.
According to some rationalists,we have innate ideas in
potential form,it actualizes through development.Locke rejects this view
also.He says that there must be capacity of innate ideas,not the ideas
itself.If it were the case,then we could find them in children and mad men,also.
So,it has been proved that we don’t have any innate ideas.He
says that at the time of birth our mind is like a plain slate.We receive all
the knowledge through the windows of sensation and reflection.
All ideas come from sensation or reflection.Let us then
suppose the mind to be ,as we say,white paper,void of all characters,without
any ideas;how comes it to be furnished! Whence it by that vast store which the
busy and boundless fancy of man has painted on it with an almost endless
variety.Whence has it all the materials of reason andknowledge.To this I answer
in one word,from experience.I that all our knowledge is founded and from that
it ultimately derives itself.Our observation employed either about external
sensible objects,or about the internal operations of our minds perceived and
reflected on …is that which supplies our understanding with all the materials
thinking.The two are the fountains of knowledge,from whence all the ideas we
have,or we can naturally have,do spring.
Through sensation we receive knowledge of outer world,while
through reflection we receive the knowledge of inner world.We receive knowledge
of outer world through five sense organs.Knowledge which is gained through
sense-object contact is sensory knowledge.As Conner writes:
“Locke believed that ideas of sensation were effects in
consciousness of physical stimuli acting on our sense organs.”9
While the source of reflective knowledge is mind.We feel
sadness,happiness e.t.c. through mind.This type of knowledge is called by Locke
reflective knowledge. As Conner views:
“The second source of our ideas Locke calls reflection,which
we should call introspection…..that notice which the mind takes of its own
operation and the manner of them.”10
Locke says that we receive sensation first.Reflection is
sensation based.Without sensation we cannot have reflection.So,knowledge of
self is based on the knowledge of body.Locke has reversed the process of
Descartes according to whom we receive immediately and intuitively the
knowledge of ourselves.While knowledge of outer world is based
on sense organs and is indirect.As Falckenberg opines:
“The antithesis of substance has become a quality in the
sensation of perception.But while Descartes has so forth ascribed precedence to
the mind,the soul to be better known then in the body.In Locke the relation of
the two was reversed,since he made the perception of the self dependent
perception of external object.”11
Theory of Knowledge:
Locke says , “With me,to know and to be
certain is the same thing,what I know that I am certain of….and what comes
short of certainty,I think cannot be called knowledge.”12
This very statement of Locke shows that according to him only
that type of knowledge will be accepted which is certain.In the field of maths
we find this type of knowledge.Locke was also influenced by the certainty of
mathematical knowledge.But he was not sure about the certainty of philosophical
knowledge.So, he tried to establish philosophy on the solid ground of maths.As
he writes:
“It is ambition enough to be employed as an underlabourer in
clearing the ground a little, and removing some of the rubbish that lies in the
way to knowledge.”13
He tried to examine the origin,nature and limits of
knowledge.He wanted to study the original archetype of knowledge and its
certainty and limits.He says about himself as:
“His purpose is to enquire into the origin,certainty and
extent of ‘human-knowledge’ together with the ground and degrees of
belief,opinion and assent.”14
There are three main points to be solved in the field of
knowledge :
1. How to establish certainty and probability of knowledge.
2.How to ascertain the reality of knowledge.
3.Which type of newness is necessary to consider it as
teaching.
According to Locke the direct knowledge of the agreement,disagreement
or repugnance of the ideas is called knowledge.
Locke says that
knowledge is “nothing but the perception of the connection of and agreement or
disagreement and repugnancy of any of our ideas.In this alone it consists.”15
An inquiry into the understanding
pleasant and useful,since it is the understanding that sets man above the rest
of sensible beings, and gives him all the advantage and dominion which he has
over them.It is certainly a subject even for its nobleness,worth our labour.To
inquire into the understanding,like the eye,whilst it makes us see and perceive
all other all things,no notice of itself;and it requires art and pains to set
it at a distance and make its own object.
According to Locke,knowledge is based
on sense-perception.We receive materials of our knowledge from two sources –
sensation and thought.Sensations are turned into ideas in the mind.
First,I shall inquire into the origin of those
ideas,notions,or whatever else you please to call them, which a man observes,
and is conscious to himself he has in his mind and the ways whereby the
understanding comes to be furnished with them.Secondly,I shall endeavour to
show what knowledge the understanding hath by those ideas and the
certainty,evidence,and extent of it.Thirdly,I shall make some inquiry into the nature
and grounds of faith or opinion.
Locke has accepted two types of knowledge,on the of two types
of knowledge on the basis of two types of ideas.First one is based on simple
ideas and the second is based on complex
ideas.Simple ideas originate from sensations and are similar to the external
objects.Similarity or dissimilarity to the objects are the criterion of truth
and validity of the knowledge of this kind.In the words of Locke himself:
“An idea is real when it conforms to
its archetype.It is adequate when the conformity is complete,The idea of a four
sided triangle or of brave cowardice is complete.The idea of a four sided
triangle or of brave cowardice is unreal or fantastical since it is composed of
incompatible elements and idea of centaur since it unites simple ideas in a way
in which they do not occur its nature.”16
Complex ideas are formed by the combination of simple
ideas.It is not necessary that there will be object corresponding to the
complex idea.It may or may not be present.On the basis of different relations
of agreement,disagreement,similarity and dissimilarity of ideas,our knowledge
is made.
Three Grades of
Knowledge:
Intuitive Knowledge :
Knowledge,according to Locke,is received by means of combination
of ideas.Sometimes the knowledge is immediate and we don’t need intervention of
the third idea to know the relation of two ideas.This type of immediate
knowledge is called by Locke,intuitive knowledge.He writes :
“If we reflect on our own way of thinking,we shall find that
sometimes the agreement or disagreement of two ideas immediately by themselves,without
the intervention of any other;and this I think we may call intuitive
knowledge.For in this the mind is at no pains of proving or examining,but
perceives the truth as the eye doth light, only by being directed towards it.” 17
We directly and immediately know the difference between white
and black,circle and triangle e.t.c. .There are degrees of evidence in
knowledge.Intuitive knowledge is clearest and most certain type of knowledge.It
is self-evident.We don’t need to prove it and in fact it cannot be proved.Certainty
and evidence of knowledge depends on intuitive knowledge.
Demonstrative Knowledge:
Sometimes direct and certain knowledge of ideas is
impossible. So, we have to take recourse to other ideas to compare and contrast
them. Then only we can reach to the conclusion. This type of knowledge is
called by Locke, reasoning. He says:
“When the mind cannot so bring its ideas together by their
immediate comparison to perceive their agreement, or disagreement, it is fain
by the intervention of other ideas, to discover the agreement; and this is that
which we call reasoning.”18
Its evidence is not proved, though its proofs are certain. It
is not as certain as intuitive knowledge. That is why it is not immediately
accepted. Logical truths are such type of knowledge. Here we deduce conclusion
after steps of arguments. And each step must be as clear and certain as
intuitive knowledge.
Sensitive Knowledge:
Knowledge of worldly objects is sensory knowledge. We cannot
have intuitive or demonstrative knowledge of them. Knowledge, which we receive
through sense – organs is called sensitive knowledge, by Locke. He writes:
“There is indeed another perception of the mind, employed
about the particular existence of finite being without us, which going beyond
bare probability, and yet not reaching perfectly to either of the foregoing
degrees of certainty.”19
This sensory knowledge differs from illusion, hallucination
or dreams. Though sensory knowledge is more reliable than dreams or illusory
knowledge, it cannot be accepted as certain and definite knowledge as intuition
and reasoning. He says:
“We cannot discover any necessary connection between many of
our ideas. We do not see what connection there is between the figure, size,
motion of the invisible parts of a body and its color, taste, sound. Observation
tells me that it is malleable, but that all gold is malleable, is not a self
evident truth.”20
Though Locke has accepted only intuitive and demonstrative
knowledge as valid forms of knowledge, he has accepted sensitive knowledge as a
category of knowledge.
Theory of Substance:
“The ideas, then we have, to which we give
the general name substance being nothing but the supposed, but unknown, support
of those qualities we find existing which we imagine cannot subsist. Sine
substance, without something to support them, we call that support substantial;
which according to the import of the word, is, in plain English, standing under
or upholding.”21
The above statement made by Locke shows that substance is
nothing else but the unknown support of those qualities we find existing. It is
also clear that this substratum as such is unknowable. Locke is, in this sense,
representationist because according to him, we can only assume the existence of
substance. We perceive the qualities and we give a name to the combination of
those qualities. We proceed from particular to general. From particular qualities
we assume the general substance as the basis of those qualities. In the words
of Liebnitz:
“It is by such combinations of simple ideas, and nothing
else, that we represent particular sorts of substance to ourselves, such are
the ideas we have of their several species in our minds: and such only do we, their
specific names, signify to ….. ‘man’ ‘horse’, ‘sun’, upon hearing which words
everyone who understands the language frames in his mind a combination of those
several ideas which he has usually observed, or fancied to exist together under
that denominations; all which he supports to rest in and be, as it were, adherent
to that unknown common subject, which inheres not in anything else.”22
We should take into consideration this fact that Locke doesn’t
negate the existence of substance but he denies only its knowability. This
agnostic approach of Locke reached its culmination in the philosophy of Kant. According
to Locke substance is a complex idea, which is composition of various simple
ideas. The causes of this complex idea are three simple ideas :
1. Primary Quality
2. Secondary Quality
3. Active and Passive Power
Types of Substance:
According to Locke there are three
types of substance:
1. Unthinking Substance – Body
2. Spiritual Substance – Soul
3. Causa sui – God
As on the basis of qualities like extension, figure, we
assume the existence of material substance in the same manner, on the basis of
qualities like thinking, willing, feeling etc. we assume the thinking substance
i.e. soul. Thought is the quality of soul while extension is the quality of
body. Locke himself says:
“We have also the ideas of several qualities inherent in
bodies and have the clear distinct ideas of them; which qualities are but the
various modifications of the extension of cohering solid parts and their
motion. We have likewise the ideas of the several modes of thinking viz,
believing, intending, fearing, hoping; all which are but the several modes of
thinking.”23
For Locke, solidity or impenetrability is the essential attribute
of the body. While dealing with the concept of body Locke shows his interest in
microbiology. He says that body is made of very minute corpuscles with bulk, figure
and power of motion. These invisible corpuscles are the constituent parts of
matter. We cannot even perceive the corpuscles and even cause of their
conglomeration is not known to us. He says that if we could know the figure,
size, motion of the minute constituent parts of any body, we should know how
they would interact with each other. He says that we do not know these things, we
do not know what bonds hold these corpuscles together; what cement makes them
stick together so firmly, we do not know how one moves the other, how motion is
transferred from one to another. So long as we don’t find answers of all these
questions, this corpuscular hypothesis is not going to help us much. Thilly
rightly says:
“What Locke no doubt envisaged-however vaguely-was a science
similar to modern physical chemistry, in which the chemical properties, though
not strictly deducible from the physical, are explained and interpreted by
reference to the latter. It is interesting to note also that Locke’s
corpuscular theory of matter, unlike the atomic theory, does not envisage
ultimate and indivisible particles of matter.”24
God is the Supreme Being, according to Locke We don’t have
any innate idea of God. Yet it is as much certain as the geometrical formula
i.e. the opposite angles formed by the intersection of two straight lines are
equal. By exceeding the idea of existence, duration, knowledge and power, to
the level of infinity, we can form the idea of God. In a sense God is
perfection incarnate. Thilly says:
“…..Locke explains the genesis of the idea of God, but he
does not claim to know God’s real essence. Locke’s account of the origin of the
idea of God – like his theory of all other ideas of sense or reflection or
both remains obstinately empirical and
nominalistic; in this aspect of his philosophy he makes no concessions to
rationalism and the realism of universals.”25
Locke has given two proofs for the existence of God – causal
and teleological. By knowing his own existence man assumes that his cause must
be also real like him. Man derives everything from his cause. This eternal
source of all beings must be most powerful and most intelligent as well. Of
course, It must have the quality of thinking, because any unthinking substance
cannot give birth to thinking entity. So, this thinking entity cannot be
material. Since God has made man as His replica, the archetype must be the
omniscient, omnipotent and omnipresent as well. Locke says that if it is
possible that thought can produce motion then it is also possible that God can
create man out of nothing.
Distinction Between Primary
and Secondary Qualities:
The substratum of qualities is substance.
We can know substance only through qualities. So, it is necessary to know
quality for knowing substance. We perceive qualities through our sense organs. So,
their existence is proved by sense perception. The nature of any object is
called its attribute. We find two types of substances in the world. One is
conscious and the another one is unconscious. Attributes are the cause of
ideas. So, the power which produces ideas or concepts is called quality. In the
words of Locke himself:
“Whatever the mind perceives or is the immediate object of
perception, thought or understanding, that I call idea and the power to produce any idea
in our mind, I call quality of the same subject wherein the power is.”26
Qualities are of two types: Primary and Secondary Qualities.
Primary quality is the inherent quality of any object. It
cannot be separated from the object. For example – figure is the inherent
quality of any object. Figure, solidity, extension, motion, rest, number are
the primary qualities of objects. Locke says:
“The ideas of primary qualities or things, which
are discovered by senses and are in them even when we perceive them or not: such
are the bulk, figure, number, situation and motion of the parts of bodies;
which are really in them.” 27
These qualities are inseparable from objects and cause of our
ideas. Locke calls these qualities independent because these qualities are not
dependent on our perception. They exist independent of our knowledge of them.
From the point of view of knowledge they are dependent but from the point of
view of existence these qualities are independent. Secondary qualities are
produced through primary qualities. For example beauty is secondary qualities
but it cannot exist without the primary quality of figure. Secondary qualities
are sensation which are expressed through primary qualities. So, the causes of
various sensations are secondary qualities. But these secondary qualities are
dependent on primary qualities. These are dependent from the point of view of
the origin and knowledge as well. They depend on primary qualities for their
origin and they depend on the knower for their knowledge. In the words of Locke:
“Such qualities, which in truth are nothing in the objects
themselves, but powers to produce various sensation in us by their primary
qualities, i.e., by the bulk, figure, texture, as colours, sounds, tastes etc.
I call secondary qualities.”28
References :
1.Frank Thilly – A History of Philosophy , p. – 335
2.Locke,An Essay Concerning Human
Understanding,Book 1st ,p. – 133
3.Ibid , pp. – 133-34
4.Ibid , p. – 134
5.Locke,An Essay Concerning Human
Understanding,Book 1st ,p. –
67
6.Ibid , p. - 68
7.Ibid.
8.Ibid. p. - 90
9.D. J. O.
Conner,History of Philosophy,p.- 208
10.Ibid. p.-258
11.R. Falkenberg ,A
History of Modern Philosophy,p.- 149
12.Locke,An
Essay Concerning Human understanding,Book 4th ,16 3
13Ibid.Book
1st ,p. - 63
14Ibid.
15.Ibid.
16.R.
Falckenberg,History of Modern Philosophy,p. - 165
17.Locke,An
Essay Concerning Human understanding,Book 1st ,p. - 320
18.Locke,An Essay Concerning Human understanding,Book 1st
,p. - 325
19.Ibid , p.
- 326
20.Ibid , p.
- 380
21.Frank
Thilly,A History of Philosophy, p. - 340
22.Locke,An Essay Concerning Human Understading,Book 1st
,p.-186.
23.Ibid , p. – 188
24.Ibid , p. – 189
25.Frank Thilly – A History of Philosophy , p. – 345
26.Ibid.
27.F Mayer,History of Modern
Philosophy,p.-16
28.Locke,An Essay Concerning Human
Understanding,Book 1st ,p.-189
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